Senior Paralegal - Compliance

Position Type

Home Office

Position Schedule

Full-Time

EEO Statement

Edward Jones does not discriminate on the basis of race, color, gender, religion, national origin, age, disability, sexual orientation, pregnancy, veteran status, genetic information or any other basis prohibited by applicable law.

Posting Location

Arizona, Tempe, Missouri, St. Louis

Company Description

Join a financial services firm where your contributions are valued.  Edward Jones is a Fortune 500¹ company where people come first. With over 9 million clients and 20,000 financial advisors across the U.S. and Canada, we’re proud to be privately-owned, placing the focus on our clients rather than shareholder returns.

Behind everything we do is our purpose: We partner for positive impact to improve the lives of our clients and colleagues, and together, better our communities and society. We are an innovative, flexible, and inclusive organization that attracts, develops, and inspires performance excellence and a sense of belonging. 

People are at the center of our partnership. Edward Jones associates are seen, heard, respected, and supported. This is what we believe makes us the best place to start or build your career. 

View our Purpose, Inclusion and Citizenship Report.

¹Fortune 500, published June 2024, data as of December 2023. Compensation provided for using, not obtaining, the rating.
 

External Flexible Work Option(s)

Hybrid

Awards and Accolades

At Edward Jones, we are building a place where everyone feels like they belong.  We're proud of our associates' contributions to the firm and the recognitions we have received.

Check out our U.S. awards and accolades: Insights & Information Blog Postings about Edward Jones

Check out our Canadian awards and accolades: Insights & Information Blog Postings about Edward Jones

Country

United States

Search Headquarters Positions by Area of Interest

Regulatory and Compliance

Position Requirements

• Bachelor’s degree or an equivalent combination of education and relevant experience.
• Demonstrated experience reviewing, analyzing, or working with legal, regulatory, or compliance-related documents.
• Strong written and verbal communication skills, with the ability to explain complex regulatory requirements clearly and professionally.
• Proven ability to manage multiple priorities and meet deadlines in a high-volume, fast-paced environment.
• High attention to detail and strong organizational skills, with a consistent focus on accuracy and risk mitigation.
• Ability to work independently while collaborating effectively with attorneys, compliance professionals, and business partners.
• Comfort operating in environments with evolving regulations and shifting priorities.

 What Could Set You Apart:

• Paralegal Certificate.
• Experience in the financial services industry, particularly in compliance, risk management, legal support, or regulatory reporting.
• Familiarity with FINRA and SEC regulatory requirements, including Forms U4, U5, and FINRA Rule 4530.
• Experience interacting with regulators, government agencies, or external legal counsel.
• Prior experience working with internal case management or regulatory reporting systems.
• Demonstrated ability to adapt quickly and maintain effectiveness in a changing regulatory environment.

**Candidates that live within a commutable distance from our Tempe, AZ and St. Louis, MO home office locations are expected to work in the office four days per week effective June 1, 2026. Before June 1, 2026,  candidates that live within a commutable distance from our Tempe, AZ and St. Louis, MO home office locations are expected to work in the office three days per week, with preference for Tuesday through Thursday.**  "
 
Current home-based associates please note:  Even as a hybrid posted role you are eligible to apply and, if selected, may retain your home-based status.  However future business or regulatory needs may require on-site work and some roles may carry a preference for hybrid presence. 
 

Salary Information