Internal Audit Director, Global Compliance

Who We Are

At OKX, we believe that the future will be reshaped by Crypto, ultimately contributing to every individual's freedom.   OKX began as a crypto exchange giving millions of people access to crypto trading and over time becoming among the largest platforms in the world. In recent years, we have developed one of the most connected Web3 wallets used by millions to access decentralized crypto applications (dApps).   OKX is a trusted brand by hundreds of large institutions seeking access to crypto markets on a reliable platform that seamlessly connects with global banking and payments. In the last year, OKX has expanded into new markets including Australia, Brazil, Netherlands, Singapore and Turkey, with plans to launch in the US, Belgium and the UAE.   We are deeply committed to shaping a fairer, more transparent and accessible society through blockchain technology. This is why we publish proof of reserves monthly, and continue to ship new innovative security features.   About the Opportunity We are seeking a highly skilled and experienced Internal Audit Director to establish and lead the global compliance audit portfolio at OKX. In this critical role, you will provide expert guidance and leadership overseeing global compliance internal audit activities including risk assessment, audit planning, audit execution and reporting of audit results to the Group Audit Committee. Reporting to the Deputy Chief Audit Executive, you will be pivotal in ensuring a sound foundation from a third-line of defence perspective. The ideal candidate will have a strong background in internal auditing within the digital assets or fintech industries and possess a comprehensive understanding of compliance requirements, including those relating to AML/CFT/Sanctions. This role will be based in either New York City or San Jose.   What You’ll Be Doing

• Establishing and building out the strategic direction of the global compliance audit portfolio.
• Assessing risk and developing audit plans for the global compliance audit portfolio aligned with the organisation's business goals and regulatory requirements.
• Coordinating with geographic internal audit portfolio leads to ensure global, as well as local, compliance-related internal audit mandates are satisfied.
• Oversee development and execution of our comprehensive audit strategy aligned with the organisation’s objectives and internal audit professional standards.
• Responsible for the delivery of a key portfolio of audits focusing on AML and Compliance topics including AML/CFT/sanctions, fraud, consumer protection, market conduct, conflicts of interest, employee conduct and ethics, etc.
• Evaluating and improving upon internal governance processes.
• Draft and present detailed audit reports that clearly communicate findings, recommendations, and action plans intended for senior management and the Board of Directors.
• Monitor and follow-up with management on the remediation of audit issues and the implementation of audit recommendations.
• Take a lead role in shaping the ongoing development of internal controls related to Compliance through sharing of best practices and continuous monitoring of emerging risks, key changes to business processes, and regulatory requirements.
• Stay up-to-date with industry trends, regulatory changes, and emerging risks in the cryptocurrency and blockchain space to ensure audit processes remain relevant and effective.
• Assist in responding to both regulatory and external auditor requests and inquiries, ensuring a smooth and efficient examination and external audit process.
• Foster strong working relationships with key stakeholders and provide expert guidance and education on compliance-related audit matters to various business units and departments.

What We Look For In You

• Bachelor's degree in Business, Accounting, Computer Science or a related field; a master's degree and professional certification (e.g., CPA, CIA or CAMS) will be preferred.
• Internal audit experience in a supervisory or managerial role, preferably within the cryptocurrency, technology, fintech, or financial services sectors.
• Working knowledge of cryptocurrency exchange operations, blockchain technology and related compliance requirements, including those relating to AML/CFT/Sanctions.
• Proven experience in leading audit engagements, managing audit teams, and delivering high-quality audit reports and recommendations.
• In-depth knowledge of internal audit methodology, internal audit standards, risk assessment and internal control frameworks.
• Excellent analytical skills with the ability to identify issues, root causes, and propose practical solutions.
• Effective communication and interpersonal skills to interact with stakeholders at all levels of the organ