About the Role:

Grade Level (for internal use):

Director, Global Sanctions & Financial Crimes Compliance Program Advisor

About the Role:

Responsibilities and Impact:

The Impact:

• The Director, Global Sanctions & Financial Crimes Compliance Program Advisor will report to and work directly with the Head of Global Financial Crimes Compliance Program Office within S&P Global Enterprise Risk & Compliance.

• This role will lead, manage, and oversee the provision of complex economic sanctions and broader financial crimes compliance regulatory compliance guidance to the Divisions of Market Intelligence and Commodity Insights.

• This role will also support Global Financial Crimes Compliance governance activities, merger and acquisition diligence / integration processes, policy and standard development, periodic monitoring assurance, management reporting, risk assessments, audit / exam management, regulatory submissions, and incident management.

• This role will play a key role in ensuring the enterprise has a fit for purpose program that is in compliance with global financial crimes laws and regulations.

• This role requires a combination of legal and technical knowledge, analysis, knowledge of businesses, project management skills and the ability to effectively collaborate across global functions and regions.

• You will be asked to work from S&P Global’s New York offices located at 55 Water Street at least 2 days / week.

Responsibilities:

• Provide economic sanctions and broader global financial crimes compliance (second line of defense) advice to the Divisions of Market Intelligence and Commodity Insights, with particular focus on United States, United Kingdom, and European Union economic sanctions.

• Develop policies and procedures to protect S&P Global and ensure adherence with relevant rules and regulations.

• Conduct internal reviews and propose, execute, and track solutions, both tactical and strategic, to strengthen the existing Global Financial Crimes Compliance control frameworks and operating models, including solutions tied to audit deliverables.

• Develop Global Financial Crimes Compliance Program governance reports on a regular basis to assist in reporting to senior management and the Board of Directors on the operation and progress of Global Financial Crimes Compliance risk management efforts.

• Maintain a current awareness of the regulatory environment and emerging Global Financial Crimes Compliance risks that may impact S&P Global's products / services.  As appropriate, develop / execute gap analyses and report on such assessments.

• Provide subject matter expertise support for setting requirements, generating content and developing Global Financial Crimes Compliance training.

• Review, enhance as appropriate, and execute risk assessments covering Global Financial Crimes Compliance disciplines.

• Coordinate and oversee enhancement measures in response to issues raised in compliance examinations, audits, and assurance reviews.

• Draft, socialize, submit, and track Global Financial Crimes Compliance regulatory filings, including initial / ongoing blocked property reports to global sanctions authorities and specific license applications. 

• Support management of Global Financial Crimes Compliance governance bodies and working groups

Compensation/Benefits Information: (This section is only applicable to US candidates)

S&P Global states that the anticipated base salary range for this position is $118,094 USD to $207,348 USD. Final base salary for this role will be based on the individual’s geographic location, as well as experience level, skill set, training, licenses and certifications.

In addition to base compensation, this role is eligible for an annual incentive plan. This role is not eligible for additional compensation such as an annual incentive bonus or sales commission plan.

This role is eligible to receive additional S&P Global benefits. For more information on the benefits we provide to our employees, please click here.

What We’re Looking For:

Basic Required Qualifications:

• 7+ years of Sanctions and Global Financial Crimes Compliance experience in a highly regulated and global commercially sophisticated organization

• 5+ years demonstrated Sanctions experience

• Demonstrated subject matter expert in laws, regulations, and associated guidance of the U.S. Department of the Treasury’s Office of Foreign Assets Control, United Kingdom’s Office of Financial Sanctions Imp