Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid)

Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid)

Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a collaborative, agile environment to deliver value-added opinions and recommendations. Audit's vision to provide high value, independent, proactive insights, to innovate with technology, and to be a top-notch talent destination, creates a dynamic and challenging atmosphere for both personal growth and professional opportunity.

 

Capital One is seeking an energetic, self-motivated Principal Auditor interested in becoming part of our Audit team. In this role as a member of the Corporate Compliance Audit Team, the candidate will have the opportunity to perform professional internal auditing work that involves conducting operational, and compliance audit projects and providing input to the annual audit plan.

 

Responsibilities include:

• Plan, perform, and lead large/complex audits at the enterprise level as well as other diverse lines of business and specialty areas.

• Help to implement the team's strategic imperatives/priorities. 

• Establish and build working relationships with internal and external management.

• Provide significant input into the development of the annual audit plan.

• Design and perform compliance audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes.

• Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery.

• Communicate the results of audit projects to management (written reports/oral presentations).

• Manage staff during audit engagements and provide feedback on work performed.

 

Here's what we're looking for in an ideal teammate:

• You adapt to change, embrace bold ideas, and are intellectually curious.  You like to ask questions and test assumptions. 

• You seek to deepen relationships and shared objectives with your business partners to deliver an elevated value proposition and outstanding business results. 

• You’re a firm believer that data will only make you a better Auditor.  This part will require looking at some data, so you’ll want to ensure that analytics doesn’t scare you off.

• You're a teacher. You have a passion for coaching and investing in the development of your team.

• Lastly, you create energy and an environment that makes it easy to attract, hire, and retain top talent.

 

Basic Qualifications:

• Bachelor’s Degree or military experience

• At least 4 years of experience in auditing one or more of the following areas: banking or financial services industry, risk management, or consumer compliance.

Preferred Qualifications:

• Master’s Degree in Accounting, Master’s Degree in Finance, Master’s Degree in Economics, or Master of Business Administration

• Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM) or a relevant certification

• At least 3 years of experience in corporate compliance 

• 4+ years of experience in banking or the financial services industry

• 1+ years of experience with data analytics tools in support of internal audit

• 1+ years of experience with privacy compliance in the financial services industry

 

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

This role is hybrid meaning associates will spend 3 days per week in-person at one of our offices listed on this job posting. Fridays are enterprise- wide virtual work days. Monday, Tuesday, Wednesday and Thursday are in-person days for associates to spend time together working in our beautifully-designed team areas.

The minimum and maximum full-time ann