Regulatory & Client Engagement Specialist Vice President

Are you passionate about Investment Compliance and driven to ensure clients experience best in class service? Are you enthusiastic about change and maximizing opportunities to improve? If so, then this position may be the right one for you! 

As a Regulatory & Client Engagement Specialist within the Data Solutions team, focused on Investment Compliance Regulations, you will bring intellectual curiosity and entrepreneurial spirit to our fast-paced yet flexible environment. 

In this dynamic and evolving space, you will be responsible for delivering best in class data solutions to our institutional clients, adapting to evolving regulations and influencing the global regulatory framework that supports our products. 

You will act as a senior contact for clients covering all items including meetings, adoption of best practice and escalations. 

Job responsibilities

• Senior Client Facing Presence, ability to manage and impact critical relationships.
• Work closely with Product partners on the development agenda, regulation updates and design communication materials for our client base.
• Design and run the global client engagement agenda
• Work with the Global Regulatory Lead and Product to plan and execute the transition to use of standard rule sets across all 40 Act clients.
• Design, Plan and Execute the optimization of IRS reporting, incorporating/leveraging Fusion where possible.
• As and when required, own specific client relationships from an Operational perspective, ensuring stakeholders have the right level of attention and engagement.
• Maintain a thorough understanding of industry, market and regulatory developments related to all regulatory reporting, engagement and disclosure requirements for asset owners and asset managers
• Provides compliance-related guidance and regulatory expertise to clients
• Engage clients to maximize the product use
• Partners with Client Service to help change client behavior where required and acts as senior escalation contact for client relationships
• Optimization owner, designing, planning and executing implementation strategies through to completion.
• Participates in RFPs, attend client service review meetings and calls

Required qualifications, capabilities, and skills

• Strong analytical and problem-solving skills including taking the initiative to drive change and enhance controls with excellent attention to detail
• Project management skills 
• Strong financial instrument knowledge including an understanding of Fixed Income, Equity markets and Derivatives exposure calculations including OTC Swaps and currency overlay strategies
• Strong knowledge of the 40Act, IRS, UCITS, AIFMD, TCFD, SFDR, along with an overall understanding of regulations relating to pension plans, adviser and mutual funds
• Strong Client Service/Client Management skills
• Experience in managing compliance or related staff, at various levels
• Must have excellent verbal and written communication skills; ability to communicate with

clients and senior internal partners

• Experience in working with and communicating to senior investment and compliance professionals

Preferred qualifications, capabilities, and skills

• Experience in Post Trade Investment Compliance/Fund Accounting with an expertise in rule interpretation and coding
• Experience with Investment Compliance systems such as TRAC, Charles River
• ESG Qualifications 
• 10+ Years experience in a client facing operations role
• Experience of leading large teams would be beneficial, but not a requirement

JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.

We offer a competitive total rewards package including base salary determined based on the role, experience, skill set and location. Those in eligible roles may receive commission-based pay and/or discretionary incentive compensa