Anti-Money Laundering Sr. Investigator - Sanctions Advisory Operations

Anti-Money Laundering Sr. Investigator - Sanctions Advisory Operations

The AML Sr. Investigator I on the Sanctions Advisory Operations team performs a key risk management role (second line of defense) to help ensure corporate initiatives and lines of business processes comply with applicable sanctions laws and regulations. While working within the Compliance Management Program framework, the AML Sr. Investigator  I is responsible for decisioning complex sanctions alerts, delivering quality results, and executing or participating in corporate processes.

Responsibilities:

- Reviewing, decisioning complex sanctions alerts

- Accurately documenting alert decisioning and delivering high quality results

- Assisting in relevant regulatory reporting

- Working with senior advisors to support lines of business in the application of sanctions compliance    requirements, such as remediation/corrective action of compliance breakdowns

- Participating in targeted validations on controls over applicable regulations and sanctions compliance testing

- Developing understanding of Compliance Risk Management Framework and applicable sanctions laws and regulations

- Assisting in capturing, maintaining, and analyzing sanctions compliance data

- Participating in projects through providing support to more senior advisors

- Participating in reporting activities in a support role

Basic Qualifications:

-High School Diploma, GED or equivalent certification

-At least 1 year of fraud experience, or Anti-Money Laundering (AML) experience, or investigative experience, or compliance experience.

-At least 1 year of experience with Microsoft Office or Google Suite

Preferred Qualifications:

-3 years fraud experience, or investigative experience, or compliance experience

- Bachelor's degree in Criminal Justice, or Fraud Prevention or Homeland Security

-3 years of experience in an Anti-Money Laundering capacity

-3 years of experience in the Financial Services industry

Are you looking for a challenging role that includes the convenience of working virtually at home? Then a Capital One Anti-Money Laundering Investigator role may be the role for you! You must be within 50 miles driving distance from our Capital One hub in Wilmington, DE  / Richmond, VA /Plano, TX / Chicago, IL / Mclean, VA/ Riverwoods, IL

Work From Home Technology Requirements:

• A secure home office environment that is free from background noise and distractions

• A reliable private internet connection that is not supplied by use cellular data (hot spot)

• Cable or fiber connections are preferred

• Internet service download speeds must be at least 5 mbps, with 10+ mbps preferred - check your download speed using a speed test. A sample one can be found here. To test your home internet from your personal computer at home, type www.speedtest.net into the web browser of your personal computer.

• Sustained ability to maintain latency less than 250 ms in voice calls is required

• Hard wired connectivity is preferred, any use of wireless connectivity must be Private (non-public) and password protected through WPA2-PSK (AES) encryption. If you have any questions about your encryption, please consult with your internet provider

• A private network is password protected where you have ownership or line of site to every device on the network

• Capital One reserves the right to request proof of internet provider, speed and service package from the associate

• Requirements are subject to change, as new systems and technology is delivered. Capital One reserves the right to modify internet service requirements with sixty (60) days notice.

Work from Home Living Requirements:

• Candidates must live within approximately 50 miles driving distance of one of the hub locations based in Wilmington, DE  / Richmond, VA / Plano, TX / Chicago, IL / Mclean, VA/ Riverwoods, IL and be comfortable coming in person whenever required with no less than 24 hours notice.

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this s