Sr Director, Compliance Advisory

Current Employees of LendingClub: Please apply via your internal Workday Account

LendingClub Corporation (NYSE: LC) is the parent company of LendingClub Bank, National Association, Member FDIC. We are the leading digital marketplace bank in the U.S., having helped our nearly 5 million members secure over $90 billion in loans to refinance high-cost debt and achieve their financial goals. Members today have mobile-first access to a growing range of products and services designed to work seamlessly together to deliver value in new ways. Everyone deserves a better financial future, and our team is committed to making that a reality. Join the Club!

About the Role

LendingClub Bank’s Compliance Department is seeking an experienced and qualified compliance professional to fill the role of Senior Director of Compliance Advisory. The Senior Director will report to the Deputy Chief Compliance Officer (CCO) and provide compliance oversight and independent challenge across all Deposit and Lending products. The Senior Director, as a senior level employee, will help set the Bank’s compliance risk management strategy and will work with senior leaders across the business to implement policies, procedures, and process controls designed to assure ongoing compliance with all applicable laws, regulations, and internal policies.

What You'll Do

• Develop and maintain enterprise compliance policies that set forth all law, rule and regulatory requirements to which the Bank and its employees must adhere
• Collaborate with first-line management to develop and implement operational procedures and process controls designed to assure compliance and provide independent oversight of compliance risks to identify and remediate deficiencies
• Directly oversee the Bank’s compliance activities related to Consumer Lending and Deposit businesses and provide leadership to the Compliance Advisory Team
• Coordinate with other compliance leaders on the identification and measurement of compliance risks and the adequacy of controls to mitigate those
• Lead and participate in discussions with senior management including within strategic priorities, risk assessments, regulatory change management, compliance monitoring and testing, training, issues management, consumer complaints, and third party risk
• Advise and credibly challenge Business Teams on the development and implementation of new or changes to products and services to assess compliance risks and ensure appropriate controls are in place to mitigate those risks
• Develop and present analysis and reporting to management on the status of the compliance program and material regulatory risks to the Bank
• Serve as a point of contact for compliance audits and regulatory examinations and spearhead corrective actions and remediation efforts
• Lead and mentor compliance staff to expand their regulatory knowledge and advance their skills to promote professional development and career growth
• Execute key responsibilities and make decisions on behalf of the Deputy CCO in his or her absence or as delegated by the CCO

About You

• 12+ years in similar roles in regulated Banking entity either serving as a Compliance Officer, Internal Audit Function and/or Internal Controls Functions. Experience in working at a large bank and/or fin tech preferred
• Bachelor's or master's degree in a relevant field; or equivalent work experience
• Proficient in consumer compliance and related consumer protection regulations (i.e. ECOA, TISA, Reg Z, Reg DD, etc.), state laws and safety and soundness risks
• Demonstrated ability to manage exams, regulatory interactions and requests
• Experience in working in a fast paced dynamic environment with the ability to manage multiple programs and projects simultaneously
• Strong leadership skills with the ability to manage multiple staff of various experience levels while also being hands on
• Familiar with and experience managing within a Compliance Management System.
• CRCM or similar certification preferred

Work Location
San Francisco, Lehi, or New York 
 
We are currently working a hybrid schedule and our teams are in-office Tuesdays, Wednesdays, and Thursdays.
 
Time Zone Requirements 
Local hours (PT, MT, ET)

Travel Requirements