Senior Manager, Data Analytics & Reporting, U.S. Compliance

 

 

 

Requisition ID: 212264

 Salary Range: 117,400.00 - 224,700.00 

Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate’s relevant knowledge, skills, and experience.

 

Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.

 

Global Banking and Markets 

 

Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, operating globally for over 100 years. Scotiabank’s strong U.S. presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the world. 

 

Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full range of wholesale products and services offered by the Scotiabank Group.  

 

Be part of an innovative, Global Capital Markets and Investment Banking business with a unique geographic footprint that puts capital to work for our clients across industries!  We work together to drive ambition for every future! 

Purpose
 

Contributes to the overall success of the New York Product Control department in the U.S. ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business strategies and objectives. Ensures all activities are conducted incompliance with governing regulations, internal policies, and procedures.
Act as main liaison to the Front Office and other operating units for daily operational issues, new business initiatives, system enhancements and valuation issues. Play an active role in ensuring that business goals are aligned and operate efficiently within regional regulatory frameworks and Scotia’s finance, risk control, and governance policies. Ensure that daily and month-end accounting entries and reconciliations are validated and performed accurately and completely. Respond to Front Office, other operational units, and internal and external regulatory reporting for additional requests. Analyze and assess the impact to existing processes and to streamline activities whenever possible. Be an active participant in the broader initiatives with the business lines.

What You’ll Do 

 

• Support the reporting metrics for the Compliance pillars, including risk assessment, monitoring, and testing, issues management, regulatory change management, regulatory coordination, policies and procedures, and structures and resources.

• Identify key compliance indicators and risk appetite metrics used to measure the Bank’s compliance risk and effectiveness of internal controls.

• Prepare and present comprehensive reports to Board and senior management committees on key compliance metrics and controls and other matters warranting attention.

• Engage and present metrics to regulatory stakeholders as needed.

• Assist in the development of an Annual Compliance Plan based on compliance issues, metrics and reporting results.

• Coordinate with Global Compliance in the development compliance issues management, metrics and reporting.

• Develop and maintain an effective management reporting structure and program, including procedures, methodologies, and rationales, to ensure compliance with relevant management reporting regulation.

• Provide regular reports on the compliance program to Senior management and escalate any material matters to senior compliance officers and senior management as appropriate.

• Maintain an awareness of regulatory environment for new and emerging legislation, policy statements, relevant trends and industry best practices and determine how they impa