Senior Internal Control Officer.Injaz - RBG Operational Risk Unit.Retail Banking Group

• To provide valuable support to the Director- In Business Control & Governance to manage robust risk and governance framework.
• Investigation and management of the issues as required.

To perform all duties assigned with respect to Governance & controls as per the expected TAT and quality standards.

Dimensions

• Monthly MER tracking, follow up for closure and reporting.
• Prepare Incentive payout for mortgage team as per approved plan.
• Mortgage broker payout as per agreed contracts.
• Entering mortgage payments in vendor management system to ensure timely payments.
• To conduct regular visits to Vendor offices and check calling activities, transmittals, Chubb records, applications, and clean desk policy adherence.
• To coordinate with CAM/Business on remediation/closure of CRS, Fatca, EID, KYC Compliance Exit cases
• Review CM request/complaints received from CXCG, Branches, Sales & DBC for exceptional cases and obtaining approval as per ADM.
• Reviewing and obtaining approvals to onboard CMs under MER.
• To keep a track of the SOP, SLA’s, OPM documents for revision and update on a regular basis
• To report potential frauds to F&I for further investigation 
• Conduct RCSA sample test as per the required format, report exceptions to business and follow up for closure.
• Review and rase incidents for ORE as required.
• Review of applications (CASA for KYC Quality in specific incl. all other checks up to system update)
• To ensure execution and completion of adhoc projects assigned by line manager.
• Support business for audit readiness.
• Auto BCM - Reviews and Approvals
• Calling broker clients to ensure no frauds, as per SOP.
• Sales mis tracking and reporting accurately and business support.
• Timely closure of all audit items, RAR and QA issues
• Training new hires and creating back up to ensure smooth workflow.

 

 

• Should have excellent communication and analytical skills.
• At least 2 years of experience in a similar role ideal.
• A team player with positive attitude and ability to work under pressure.
• Hard working, dedicated towards work and willing to take up challenges.
• Graduate with adequate experience