Compliance Business Oversight Manager- Consumer Deposit/Products/Payment Product Regulations

Work Location:

Mount Laurel, New Jersey, United States of America

Hours:

40

Pay Details:

$86,840 - $139,360 USD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. 

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Line of Business:

Compliance

Job Description:

Department Overview:

Overall responsibilities of this position are to provide support to strategic business operations including Compliance programs support, Issue Management, Monitoring, Testing, Risk Assessments, Exam Management, Internal Audit engagement, Compliance program project support, and operational governance. 

The Compliance Business Oversight Manager will be largely focused on the on-going monitoring of consumer business lines to be able to execute and enhance the Bank's monitoring program.  The oversight manager will manage and/or perform independent compliance reviews of federal or state regulatory requirements impacting the products supported.  Additionally, the role may perform compliance risk assessments and control effectiveness reviews.

Previous QA/QC testing and/or audit experience as well as subject matter expertise around consumer banking regulations (Ex: Reg CC, Reg E, Reg DD, Reg Z) would be helpful in this role.

Please review the preferred background and experience section below as you consider this opportunity.

The above details are specific to the role which is outlined in the general summary below.

Department Overview:

The Compliance Business Oversight Manager will be largely focused on the on-going monitoring of consumer business lines to be able to execute and enhance the Bank's monitoring program.  The Compliance Business Oversight Manager w manage and/or perform independent compliance reviews of federal or state regulatory requirements impacting the products supported.  Additionally, the role may perform compliance risk assessments and control effectiveness reviews.

Previous QA/QC testing and/or audit experience as well as subject matter expertise in consumer banking regulations (Ex: Reg CC, Reg E, Reg DD, Reg Z) would be helpful in performing the role

The above details are specific to the role which is outlined in the general summary below.

Job Summary:

The Compliance Business Oversight Manager provides advice, support and objective guidance to assigned portfolio, business or function on development and maintenance of all aspects of Compliance/Center of Excellence programs in line with the Bank's risk philosophy and strategic direction.

Depth & Scope:

• Works independently and is accountable for managing a specialized Compliance function or area
• Provides comprehensive coverage for a significant business or functional area across all legal entities and jurisdictions where TD operates
• Provides advanced analysis and/or specialized reporting to support business partners, functional areas or centers of expertise
• Provides guidance and support to analysts on matters related to portfolio and specialty
• Typically a subject matter expert for a key functional Compliance area and business
• Contact for business management, dealing with non-routine information
• Manages/assists with regulatory reviews including inquiries, audits, and exams
• Identifies and leads problem resolution for project/program complex requirements related issues at all levels

Education & Experience:

• Undergraduate degree or equivalent work experience
• 7+ years of experience

Preferred Background & Experience:

• Experience with applicable laws and regulations including, but not limited to: Reg CC, Reg E, Reg DD, Reg Z
• Knowledge/experience with consumer deposit regulatory environment
• Previous QA/QC monitoring and testing and/or audit experience as well as subject matter expertise around consumer banking regulations (Ex: Reg CC, Reg E, Reg DD, Reg Z) strongly preferred