Director, Compliance Governance and Oversight - Fidelity Digital Assets

Job Description:

The Role  

As a member of the Fidelity Digital Assets, LLC (“FDA”) Compliance team, this role will serve as an informed and trusted business partner, who promotes an environment of ethical conduct and dedication to compliance, regulatory and legal obligations. This role on the Compliance Governance and Oversight Team, will support compliance oversight of FDA, collaborating closely with many teams within FDA and across the Fidelity organization, such as Wealth & Brokerage, Fidelity Institutional, and Workplace Investing. 

You Will: 

• Collaborate with the other teams to supervise and provide oversight of compliance activities owned by affiliate service providers. 

• Participate in leading the development of formalized governance oversight activities including issues management, compliance training, and program enhancement management.  

• Develop, implement, and maintain comprehensive compliance policies and procedures that align with both regulatory obligations and organizational objectives.  

• Coordinate, improve, and build management reporting systems to highlight compliance status and raise critical issues to senior leadership. 

• Understand and communicate the strategic vision and compliance road map 

• Partner with international compliance teams to support compliance readiness 

• Assist Regulatory Management in responding to relevant regulatory matters and building positive relationships with regulators.  

• Partner with compliance areas like AML, Risk, Records Management, Cybersecurity, and Privacy Programs, to ensure that FDA is meeting internal and external requirements. 

• Remain up-to-date on regulatory changes and landscape, standard methodologies, and new developments in the industry. 

• Promote compliance awareness through training and education.  

Experience You Bring: 

• 8+ years of combined experience in Compliance, Risk, and Legal 

• Strong people management with experience managing teams 

• 4-year college degree required, MBA or JD is a plus 

• Have a strong understanding of banking regulation including both Federal and State banking requirements, Regulation E, UDAAP, and AML/BSA 

• Strong attention to detail, with strong analytical, organizational, and problem-solving skills 

• Positive relationship skills; ability to articulate well, coordinating across various teams, including Legal, Operations, Risk and Audit  

• Ability to influence key decision makers through a combination of knowledge, reasoning and relationships 

• Ability to work efficiently in a fast paced, complex regulatory environment. 

The Team 

This team reports to the Chief Compliance Officer for Fidelity Digital Assets, a full-service, enterprise grade platform for securing, trading, and supporting investments in digital assets.  

Company Overview 

Fidelity Investments is a privately held company with a mission to strengthen the financial well-being of our clients. We help people invest and plan for their future. We assist companies and non-profit organizations in delivering benefits to their employees. And we provide institutions and independ