Financial Crime Compliance Quality Assurance Analyst

The role of the Natixis CIB Americas Financial Crimes Compliance team is to maintain an effective financial crime compliance program consistent with global policy and applicable laws and regulations. This team oversees the development and maintenance of controls, policies and procedures and provides training and guidance to all businesses and functions across the CIB Americas platform.

 

The Quality Assurance Testing Analyst will be part of a team managed by the Quality Assurance Testing Head within Natixis CIB Americas Financial Crime Compliance.  He/she/they will perform testing of first and second line of defense financial crime compliance controls in accordance with Natixis testing framework requirements.   

 

The role will support all aspects of the Financial Crime Compliance Quality Assurance process, including:

• Performance of quality assurance testing
• Identification of core issues/concerns and development of strategies to enhance processes/controls
• Engagement with relevant units regarding findings to discuss remediation and enhancements
• Preparation of clear communication and reporting for stakeholders and senior management
• Coordination with all areas of Compliance to facilitate a comprehensive Quality Assurance program and control environment
• Assessment of reporting tools and functions to determine areas of improvement / efficiency
• QA test result data extraction, analysis, and delivery
• Support of targeted training delivery
• Implementation of initiatives / enhancements to Compliance Process/ Controls/Reporting