Associate General Counsel/Compliance Officer

<p></p><p></p><p></p><h2>About the job</h2><p></p><p>Nasdaq is a vibrant and entrepreneurial company where everyone is encouraged to take initiative, challenge the status quo, and take intelligent risks. We want everyone to feel welcome and bring their authentic self to work. Every day, we are building a culture where we all feel connected, supported, and empowered!</p><p>We are now looking for a Compliance Officer for Nasdaq Helsinki, being part of our Nasdaq Nordic and Baltic Compliance team.</p><p>As a Compliance Officer you will be part of the 2nd line Compliance Function focusing on compliance obligations for Nasdaq’s Nordic and Baltic Exchanges. You will work in a cross jurisdictional team of driven and dedicated Compliance Officers reporting to the European Head of Compliance.</p><p></p><h2>The role and responsibilities:</h2><ul><li><p>Working with management and operational teams to formalize and maintain policies and procedures to ensure that the business is compliant with applicable EU and local securities' regulation.</p></li><li><p>Ensure that appropriate safeguards are in place to prevent, detect and correct compliance failures.</p></li><li><p>Maintain and develop a solid compliance framework and establish new compliance policies and procedures, as necessary.</p></li><li><p>Together with the team, manage the relationship with supervisory authorities and other regulators.</p></li><li><p>Reporting to the Board of Directors of compliance risks and other matters.</p></li><li><p>Follow up on new regulation and engage with relevant internal stakeholders and regulators to ensure implementation in accordance with the regulatory requirements.</p></li></ul><p></p><h2>We expect you to have:</h2><ul><li><p>Master of Law and experience with securities law is a merit.</p></li><li><p>At least 3-5 years of relevant experience within compliance within a financial institution.</p></li><li><p>Experience within compliance controls and audits.</p></li><li><p>Proven experience in providing regulatory guidance and advice.</p></li><li><p>Ability to work independently and with strong communication skills.</p></li></ul><p></p><p>To suit this position, you are a team player but also enjoy working individually and you thrive and enjoy producing high quality work in a fast pace working environment. In addition, you are used to assume responsibility and are detailed oriented and self-driven.</p><p>Furthermore, your English and Finnish language skills (both written and spoken) are fluent. Knowledge of any of the Nordic languages is an advantage.</p><p></p><h2>What will it be like working here?</h2><p></p><p>Nasdaq is a vibrant and entrepreneurial company where everyone is encouraged to take initiative, challenge the status quo and take intelligent risks. We want everyone to feel welcome and bring their authentic self to work. Every day, we are building a culture where we all feel connected, supported and empowered.</p><p>You can expect an autonomous but fast-paced work environment where you are recognized for your results and ability to drive things forward. Every day brings many opportunities to learn &amp; grow and rewards with a global impact we create.</p><p></p><h2>Does this sound like you?</h2><p></p><p>This is a full-time position located in Helsinki, Finland. As the process is ongoing, please submit your application in English as soon as possible.</p><p>If you think you would thrive in this role, then we would love to hear from you! Follow the link to apply, and one of our team members be in touch.</p><p></p><h2>About Nasdaq Helsinki</h2><p></p><p>Our Helsinki office is located in Central Helsinki and is easily accessed via multiple public transport options.</p><p>Nasdaq Finland offers our employees a strong compensation package that includes an annual bonus, equity grant, and access to an employee stock purchase program. We advocate flexible ways of working and have a hybrid remote/in-office setting with a minimum 2 days per week in the office.</p><p></p><p></p><p></p><p></p><p></p><p></p><p></p><p>Come as You Are</p><p></p><p>Nasdaq is an equal opportunity employer. We positively encourage applications from suitably qualified and eligible candidates regardless of age, color, disability, national origin, ancestry, race, religion, gender, sexual orientation, gender identity and/or expression, veteran status, genetic information, or any other status protected by applicable law.</p><p></p><p>We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request an accommodation.</p><p></p><p></p>