Senior Compliance Regulatory Reporting & Operations Manager - Compliance, Governance & Operations

Work Location:

United States of America

Hours:

40

Pay Details:

$110,760 - $178,880 USD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. The included salary range for this role takes into account multiple factors that are considered in making compensation decisions. The base pay actually offered may vary based upon candidate's skills and experience, job-related knowledge, licensure and certifications, geographic location, and other specific business and organizational needs. As TD puts career development at the forefront of our colleague experience, it is not typical for an individual to be hired at or near the top of the range for their role.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Line of Business:

Compliance

Job Description:

Department Overview:

The Compliance Operations and Governance group collaborates with Compliance partners and other TD colleagues to gather, aggregate, analyze and publish data that provides insights to Executive Management and multiple Board Committees. The Senior Compliance Regulatory Reporting & Operations Manager will oversee day to day compliance operations within the risk and reporting group which typically include:

 

• Preparing regular reports on compliance activities, findings, anomalies and trends for Senior management and executive committees.
• Developing and generate reports, dashboards, and metrics to track key risks and compliance indicators.
• Implementing controls, drafting, and reviewing procedures to mitigate compliance risks,  
• Conduct compliance assessments
• Lead remediation of compliance exam findings
• Manage complex compliance projects and drive to completion.
• Communicate compliance related updates and developments to relevant stakeholders.

​The above details are specific to the role which is outlined in the general description below.

The Senior Manager, Compliance Governance & Operations leads, develops and oversees a dynamic team of Compliance CGO professionals who conduct support, facilitation and coordination for the management of Compliance. They may also provide specialized project support or services within Compliance.

Depth & Scope:

• Provides people management leadership by hiring the best talent, setting goals, developing staff, managing employee performance and compensation decisions, promoting teamwork and handling any/all disciplinary actions, as required
• Oversees and leads a highly complex, and diverse function for an area of significant risk, complexity or scope
• Strategic partner to the leadership team on the management of the assigned portfolio and related financials, with deep industry, external/internal, enterprise knowledge, recognizing and anticipating emerging trends and; identifying operational efficiencies and opportunities with other business management/enterprise areas
• Facilitates key strategic discussions and provides thought leadership to executive audience (output may include strategic roadmap and/or deliverables/frameworks/short to long term goals, etc.)
• Sets operational team direction and collaborates with others to execute on common goals
• Focuses on longer-range planning for functional area

Education & Experience:

• Undergraduate degree or equivalent work experience
• 10+ years of experience

Preferred Background & Experience

• Subject matter expertise in Consumer Banking Compliance Laws Rules and Regulations
• Strong understanding of EGRC systems, risk management practices, and regulatory requirements
• Experience creating reports, including dashboards, charts and graphs
• Comfortable utilizing SharePoint, Tableau, and Power BI in a reporting role
• Ability to skillfully use logic and creative thinking to solve problems
• Demonstrates prior success engaging & collaborating with stakeholders at varying levels across the enterprise.

Customer Accountabilities:

• Oversees a function of enterprise Comp