Manager, Compliance Reporting Program Management

Work Location:

Charlotte, North Carolina, United States of America

Hours:

40

Pay Details:

$91,000 - $145,600 USD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. 

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Line of Business:

Compliance

Job Description:

Why Work with Us?

At TD Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in reshaping compliance structures and processes, driving innovation at every level. Here, each team member has a chance to make a tangible impact – both in day-to-day operations and in the design of a future-focused compliance program. This not just about implementing a new program – it's about creating a culture of compliance that will cascade throughout the organization.

The Ideal Candidate

The ideal candidate will thrive in a fast-paced, start-up-like setting as we build a new compliance structure that aligns with the bank’s size, complexity, and risk profile. In this role, you’ll need to be strategic, tactical, collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program for the future.

Beyond technical expertise, we’re looking for someone with an entrepreneurial mindset—someone who can "roll up their sleeves", takes the initiative and can anticipate needs before they arise. A comfort level with ambiguity and the ability to excel in a dynamic, evolving landscape are essential as the US Compliance team redefines the bank's compliance program and structure.

Most importantly, the right candidate is seeking an intellectual challenge, has a desire to learn, and is committed to building something impactful from the ground up. At TD Bank, you’ll have the unique opportunity to help shape the future of the bank while collaborating with a team of enthusiastic colleagues dedicated to setting new industry standards.

TD Bank is seeking a Compliance Reporting Program Manager to assist with the development and delivery of executive Global Compliance reporting to Senior Management and the Board. Key reports include an annual CCO report, quarterly board reports, management reporting, and periodic reports to enterprise risk. The role requires project management skills, analytical skills, excellent business writing skills, and strong executive communication skills to interact with senior compliance stakeholders.

The Compliance Governance & Operations Manager leads the development and implementation (or lead support) of enterprise Compliance programs, including frameworks, policies, standards and development of procedures, awareness and specialized training, monitoring, reporting and information, escalation of issues and events.

Key Responsibilities:

• Maintain Global Compliance reporting calendar.

• Develop and foster relationships with internal and external stakeholders.

• Act as a key liaison with partners and other related groups, coordinating deliverables across multiple stakeholders and effectively challenging the timeliness and quality of information provided.

• Develop common standards and best practices for reviewing and analyzing reporting information to maintain consistency between reports.

• Conduct training to Compliance Units regarding Global Compliance reporting requirements for Senior Management and the Board.

• Provide support on the compilation, drafting, and editing of documents and presentations to senior executives and committees of the Board.

• Document management reporting processes and delivery quality results, providing advice to Compliance Units as required.

• Assist on strategic initiatives/special projects as required.

***The above details are specific to the role which is outlined in the general description below. Please review the Preferred Skills and Experience section below as you consider this opportunity.

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