Independence & Conflicts Network (ICN) - Tracking & Trading/Broker Data Import Program (BDIP) Analyst

Are you an experienced analyst who is detail oriented and possesses strong process improvement, critical thinking, and interpersonal skills? Do you enjoy working with customers to answer their questions? We are seeking an Independence Compliance Analyst who will be responsible for monitoring brokerage account compliance for over 100K professionals and the daily import of 20+ broker dealer files into Deloitte’s Independence monitoring system called the Tracking & Trading System.  The ideal candidate will be a problem solver, have good working knowledge of various financial instruments/markets, have a background or interest in compliance and will strive to provide exceptional quality and superior customer service.  

Recruiting for this role ends on May 14th, 2025.

Work You’ll Do

• Be a part of a strong and cohesive team and work closely with outside brokerage firms, our Deloitte professionals
• Gain a robust knowledge of Deloitte Policies to provide guidance to professionals, resolve customer inquiries, evaluate risk, and determine permissibility of financial relationships
• Assist Partners and employees (our internal clients) in understanding compliance rules specific to their personal financial relationships and addressing their compliance requirements
• Research new financial products and clearly articulate to management to determine how to monitor these products in the system
• Work with internal customers to accurately report their financial relationships within our systems 
• Develop a comprehensive understanding of internal processes and procedures for the department

The successful candidate will possess: 

• Excellent verbal and written business communication skills
• Data analysis skills and attention to detail
• Self-directed, adaptable to changes in the work environment/rules/directions
• Willingness to work occasional overtime as required during peak periods
• Demonstrated initiative and good judgement
• Ability to effectively work both independently, and as part of a team, in a dynamic work environment
• Should have an interest in developing knowledge of financial products and independence policies

The team
Risk & Brand Protection (R&BP)

At Deloitte, we are stewards of reputation – ours and our clients.  That’s why we foster a culture that protects, preserves, and enhances our reputation.  With your help, we will distinguish Deloitte as the clear leader in professional services, making us the first choice for clients and talent.

Independence & Conflicts Network

The Independence & Conflicts Network (ICN) team performs a critical consultative, quality-assurance and risk management function for the Deloitte US Firms, helping the organization remain unbiased and free from conflicts-of-interest, in fact and appearance, when providing service to attest/audit clients.  Independence requirements are defined by specific sets of policies, externals rules and regulations, so maintaining both the independence of the Deloitte US Firms and personal independence is essential to the business and reputation of Deloitte.  This position offers a dynamic work environment which is driven by changing financial instruments and the need for responsiveness to regulatory change.  The Analyst will be expected to gain a solid understanding of financial relationships and independence policies. The analyst will work with other departments within the Independence & Conflicts Network, end users (Deloitte professionals with independence requirements) and numerous outside brokerage firms that participate in our BDIP. 

Qualifications 
Required:

• BA/BS degree 
• 1-2 Years of experience of relevant work experience in a large corporate or professional services firm
• Proficiency with Microsoft Excel, PowerPoint, and Word
• Willing to work in person in our Stamford, CT office as require