FCRM Monitoring & Testing – Specialist

Work Location:

United States of America

Hours:

40

Pay Details:

$86,840 - $139,360 USD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. The included salary range for this role takes into account multiple factors that are considered in making compensation decisions. The base pay actually offered may vary based upon candidate's skills and experience, job-related knowledge, licensure and certifications, geographic location, and other specific business and organizational needs. As TD puts career development at the forefront of our colleague experience, it is not typical for an individual to be hired at or near the top of the range for their role.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Line of Business:

Financial Crime Risk Management

Job Description:

Department Overview:

The U.S. Financial Crimes Risk Management (FCRM) Quality Control (QC) team is a key activity for measuring quality in FIU/HRI processes execution in line with departmental procedures and established standards for automated monitoring platforms, regulatory inquiries, Internal & External Referrals, and other FCRM investigative mandates across TD Bank, AMCB. The QC Team is responsible for executing a formalized QC program across the FIU, focusing on the operating effectiveness of the investigatory program.

The FCRM Monitoring & Testing team supports and reinforces a strong risk management culture at TD Bank on the Design and Operating Effectiveness of regulatory compliance with Financial Crimes. The FCRM M&T Specialist is responsible for completing the End-to-End Testing Process in line with the procedure with the support from the Team Lead and Team Members. To be successful in this role, a candidate should possess subject matter expertise in Financial Crime Risk, Auditing/Testing, and excellent communication skills.

The above details are specific to the role which is outlined in the general description below.

Job Description:

The AML Financial Crime Risk Specialist role develops and maintains TD’s AML/ATF/Sanctions/ABAC programs, including frameworks, methodologies, policies, standards, procedures, awareness and specialized training, monitoring, management reporting and/or escalation of issues. This role conducts periodic and event driven reviews of customers, including targeted reviews to assess risks. Additionally, this role supports management in delivery of initiatives related to risk assessment, internal/external exam support, etc.

Depth & Scope:

• Highly seasoned professional role requiring substantial knowledge / expertise in a complex field and knowledge of broader related areas
• Integrates knowledge of the sub-functions overarching strategy in developing solutions across multiple functions or operations
• Interprets internal / external business challenges and the industry environment, recommends course of action and best practices to improve products, processes or services
• Acts as a technical expert / lead integrating cross-function understanding within their own field of specialty
• Leads cross-functional teams or projects with significant resource requirements, risk and/or complexity
• Independently manages end-to-end functional programs
• Solves or may lead others to solve complex problems; leads efforts or partners with others to develop new solutions
• Uses sophisticated analytical thought to exercise judgement and identify solutions
• Impacts the achievement of sub-function or business line objectives within the area they are accountable for
• Work is guided by policies and industry standards/methods
• Communicates difficult concepts; converts information to compelling business context and advice; influences and gains alignment across increasingly senior stakeholders
• Works autonomously as the lead and guides others within area of expertise

Education & Experience:

• Undergraduate Degree or equivalent professional work experience
• 7+ years of experience

Preferred Qualifications:

• CAMS Certification
• Subject matter expert in Financial Crime Risk Management
• Prior Auditing/Te