Managing Director - Head of Fixed Income, Equities and Compliance Technology

The Asset Management Application Development Leader manages a department or small unit that includes multiple teams led by Managers and/or Team Leaders that completes the analysis, programming and configuration of IT Systems Software. This job coaches team members on best methods of software development and operational goal setting. Working with the leadership team, this job provides team and project leadership for software development activities.

Key Responsibilities and Duties

• Manages performance of team through regular, timely feedback as well as the formal performance review process to ensure delivery of exceptional products and engagement, motivation and development of team.
• Defines scope and objectives for software development team goals.
• Reviews the configuration, customization, diagnosis and enhancements of the operating systems software.
• Communicates and implements the strategic direction of the operation.
• Approves the development and implementation of new products, processes and operational plans.
• Provides the highest level of advice and recommendations to maximize the outcomes of development investments.
• Interviews candidates for open roles within the team and provides recommendations throughout hiring process.
• Collaborate with IT partners to devise capacity plan and ensure appropriate infrastructure for the end to end system delivery.

Educational Requirements

• University (Degree) Preferred

Work Experience

• 8+ Years Required; 10+ Years Preferred

Physical Requirements

• Physical Requirements: Sedentary Work

Career Level
10PL

Managing Director – Head of Fixed Income, Equities and Compliance Technology Product Management

THE COMPANY:

Founded over 100 years ago by one of history’s great philanthropists, Andrew Carnegie, TIAA is a Fortune 100 financial services company and the market-leading retirement system for individuals who work in the academic, research, medical and cultural fields. The organization is the category leader with approximately five million active and retired employees of more than 15,000 institutions. The Company’s mission and unique position create a competitive advantage in the market.

The organization is headquartered in New York City with major operations in Charlotte, North Carolina and Frisco, Texas, as well as some 141 local offices nationwide and 204 offices in 23 countries. The company has approximately $1.3 trillion in assets under management and over 15,000 employees. https://www.tiaa.org

Nuveen Investments ("Nuveen"), a diversified investment management company, further strengthens TIAA as a leading provider of retirement and financial services and significantly expands the products and services available to help customers achieve financial well-being at all stages of their lives. https://www.nuveen.com

POSITION SUMMARY:

We are seeking an exceptional leader for our Fixed Income, Equities and Compliance Technology division, overseeing the strategic development and implementation of technology solutions that support front office research, portfolio management, and trading operations while ensuring comprehensive regulatory compliance. 

Given the firm's stewardship of over $800 billion in fixed income, equity and derivative assets under management, this opportunity represents a mission-critical leadership role essential to preserving operational excellence while driving strategic business advancement. The successful candidate will be instrumental in ensuring robust technological infrastructure that supports continued growth and competitive positioning for Nuveen. 

KEY RESPONSIBILITIES:

• Product Strategy & Roadmap Development Define and execute the product vision for our fixed income trading and portfolio management technology stack, working closely with Portfolio Managers, Traders, and Technology/Engineering teams. 
• Stakeholder Management & Requirements Gathering Primary liaison between Head of Portfolio Management, Head of Trading, Head of Compliance Front Office users and technology teams, translating complex fixed income investment workflows into clear product requirements and priorities.
• Bloomberg Platform Improvements Drive improvements and utilization of Bloomberg's fixed income suite, including Bloomberg Terminal (FXIP, SWPM, CDSW, etc.), AIM, PORT, TSOX, EMSX, and RMS.
• Workflow & Process Improvement Define and drive improvements to Portfolio Manager and Trade