Managing Director – Global Head of Compliance Technology

Work Location:

New York, New York, United States of America

Hours:

40

Line of Business:

Technology Solutions

Pay Detail:

200000 - 280000 USD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. 

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description:

Department Overview 
 
TD Securities (“TDS”) delivers a broad range of Corporate, Investment Banking, and Capital Markets products and services to corporate, government, and financial institution clients through Global Transaction Banking (GTB), Corporate and Investment Banking (CIB), and Global Markets (GM). Operating across key global financial centers—including New York, Toronto, Montreal, Calgary, Vancouver, London, Singapore, and Tokyo—TDS focuses on strategic, selective client engagement worldwide. 
 
Compliance, Surveillance & Supervision is integral to TDS’s growth strategy, driving transformation and modernization to address evolving regulatory scrutiny, enhance operational efficiency, and support business expansion. The organization leverages a combination of vendor products, advanced data pipelines, reconciliation tools, and in-house solutions to provide a complete and accurate view to senior stakeholders. 
Core workstreams include: Trade Surveillance, Communication Surveillance, Financial Crimes & Risk Management (transaction surveillance), Regulatory Compliance Management, and Conduct & Supervision. 
 
Role Summary 
 
The Managing Director (MD), Global Head of Compliance Technology, will define and execute the technology strategy for Compliance, Surveillance & Supervision, with a focus on innovation, operational efficiencies, automation, and data quality. The MD will lead technology initiatives that align with regulatory requirements, business priorities, and emerging industry trends, while directly managing a global team to build capabilities and talent for long-term success. 
 
Key Responsibilities 

•  Strategic Leadership – Develop and execute the technology strategy and roadmap to drive transformation, improve operational efficiencies, and deliver an integrated compliance platform across all workstreams. 
• Technology Innovation – Identify, implement, and scale advanced technologies (e.g., AI, machine learning) to enable data-driven decision-making, automation, and reduced vendor dependency. 
• Application Development & Integration – Oversee design, development, and maintenance of technology platforms 

• Data & Analytics – Lead initiatives to enhance data management, analytics, and AI-driven insights for compliance, surveillance, and supervision. 
• Cybersecurity & Compliance – Ensure adherence to industry regulations, cybersecurity best practices, and internal risk policies; proactively identify and mitigate risks. 
• Collaboration & Stakeholder Engagement – Partner with senior leaders, technology teams, and vendors to deliver scalable, innovative, and business-aligned solutions. 
• Operational Excellence – Optimize IT infrastructure and cloud strategies to improve efficiency, control costs, and enable rapid, scalable growth. 
• Talent & Team Leadership – Build and lead a high-performing global compliance technology team, fostering innovation, collaboration, and continuous improvement.  
 
Qualifications 
• 20+ years of technology leadership experience within Compliance in