Analyst, Business Controls - Job ID: 667

The Analyst, Business Controls is responsible for identifying, assessing, and mitigating risks. This role will collaborate with internal business leaders to develop and implement effective risk management strategies and controls. The Analyst, Business Controls will continuously assess and improve the control environment to ensure its risk management capability  

What You’ll Do:

Risk Management

• Execute on  enterprise-wide Risk and Control Self-Assessment (RCSA) frameworks with clear escalation paths.
• Develop and implement effective business controls to mitigate risk and ensure regulatory compliance.
• Develop and execute control test plans to assess overall control design and operational effectiveness.
• Perform and support detailed data analysis to include trending and problem identification.
• Liaise with Internal Audit and Enterprise Risk Management in conducting internal audits and regulatory exams, ensuring compliance with applicable standards.
• Monitor issue remediation, tracking, and closure while ensuring no significant weaknesses or gaps in controls.
• Assist the Director, Business Controls in execution of team goals.

Collaboration and Reporting

• Work closely with business leaders to strengthen controls and navigate complex environments.
• Collaborate with cross-functional teams to design and document control procedures.
• Supports training and education of business units on risk and control processes, including those with limited prior experience.
• Identify and escalate emerging risks and/or process improvements to the business leaders with actionable recommendations.
• Communicate findings, issues, initiatives, and strategies to business leaders.
• Enhance risk awareness within the business units.

What We’re Looking For:

• Bachelor’s degree in business, risk management, or related field.
• 4+ years of experience in Risk Management, Compliance, or Audit, ideally within a financial institution.
• 2+ years of control testing, RCSA’s or quality assurance experience.
• Proven experience in Business Controls, with a focus on control creation and implementation.
• Familiarity with business controls design and systematic control creation.
• Experience in control design and control testing, including, but not limited to, creation of test plans, sampling and evidence best practices.
• Proficiency in PowerPoint and Excel.
• Excellent communication and interpersonal skills.
• Ability to work collaboratively in a team environment.

Preferred Skills:

•  Ability to analyze and provide credible assessment of the effectiveness of risk management and internal controls.
• Familiarity with risks within financial sales, underwriting, and collections processes.

Kapitus Total Rewards Package Includes: 

• Competitive Base Salary Ra