Financial Services Risk Consulting, Sector Compliance - Manager

At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better. Join us and build an exceptional experience for yourself, and a better working world for all.   The exceptional EY experience. It's yours to build.   EY focuses on high-ethical standards and integrity among its employees and expects all candidates to demonstrate these qualities.  

This position could be located in CA

 

EY is a leader in serving the global financial services marketplace and the only professional services firm with a separate business unit dedicated to the financial services industry – the Financial Services Organization (FSO). Our focused model and bold ambition have put us at the center of the events that continue to reshape and redefine our industry, working side by side with a range of clients from our most venerable institutions to dynamic new entrants across Banking and Capital Markets, Wealth and Asset Management, Insurance, and Real Estate, Hospitality and Construction. Our purpose is to help build a financial services industry in which financial institutions are trusted and flourish, and the global economy is healthy, growing and secure. If you have a passion for rallying together to solve complex challenges, then come join our dynamic FSO team!

 

The opportunity:

The Regulatory Compliance Team focuses on services to financial organizations, such as Global Financial Technology companies, community and regional banks, digital assets companies, and banking as a service sponsor banks that address FRB, OCC, FDIC, state banking regulators and other regulatory requirements for banking, money transmitter, Bit License, and trust compliance. This includes solutions such as: 

• Compliance program assessment 
• Compliance program design and implementation assistance 
• Compliance program remediation
• Development of compliance policies and procedures 
• Compliance program testing 
• Regulatory inquiry assistance 
• Regulatory examination readiness
• License/Charter Application Support
• Regulatory Applicability Assessment

Our team focuses on innovative financial services topics such as embedded finance, banking as a service, and digital assets.

As a Governance, Risk, and Compliance Manager in Enterprise Risk Management, you will be at the forefront of designing and implementing a comprehensive framework that addresses all facets of risk, governance, and compliance. This is a chance to influence multiple functions, including risk assessment, governance integrity, data management, and fraud prevention, while ensuring alignment with regulations and oversight bodies. Your strategic direction will shape the controls and methodologies that safeguard our organization's future.

 

Your key responsibilities

In this pivotal role, you will be responsible for setting the strategic direction for governance frameworks, managing complex technical initiatives, and driving quality and risk management. You will collaborate with forensic experts to enhance fraud controls and provide top-tier governance advice to board members. Your day-to-day will involve:

• Managing and delivering solutions or projects with a focus on quality and risk.
• Seeking process improvements and identifying innovative solutions.
• Overseeing billability, workstream deliveries, project management, and engagement economics.
• Frequent travel and client interactions, contributing to sales growth and RFP responses.

 

Skills and attributes for success

To thrive in this role, you will need a blend of technical expertise and business acumen, along with the ability to manage and inspire a team. As a Manager you will lead our consulting engagement teams in supporting our clients manage risk a