Risk Manager (Financial Services Technology)

Risk Manager (Financial Services Technology)

Do you like working in the spotlight? Are you ready to work on the front line of a top 10 Bank? Can you build relationships as well as develop and implement innovative solutions? As a Risk Manager at Capital One you’ll be responsible for working with technology and  business partners to identify and mitigate potential risks to Capital One. Risk Managers at Capital One are the front line of defense to ensure our Company remains stable and profitable.

Risk Managers at Capital One are highly motivated Risk Management professionals with excellent organizational and communication skills. They have a high level of exposure across lines of business and have the opportunity to work with Executives to create and implement innovative solutions to identify and mitigate potential risks to the Company.

Responsibilities:

• Support the evaluation of and improvement of the control environment for the Financial Services Technology organization 

• Contribute to the assessment of FS Technology’s control environment by verifying the design and operating effectiveness of existing controls as well as identifying and tracking control gaps/issues to remediation

• Lead, design, developing, and managing project plans in a complex dynamic environment, revising needs to meet changing requirements

• Lead meetings with the 1st line independent control testing team to provide an overview of the process narrative and measures implemented for control sustainability

• Independently perform documentation of processes and process flow diagrams, controls reporting dashboards and controls health monitoring

• Analyze data to proactively identify risks and trends and prepare reporting for Executive Leadership

• Understand regulatory requirements and anticipate changes to help ensure proper alignment with internal requirements and frameworks 

• Collaborate with Technology Application Teams, ES Tech Risk, Cyber and other business support functions (e.g., Business Risk Office)

• Participate in enterprise Well Managed forums and relevant councils

• Understand the broader context and implications (e.g., financial, legal, reputational, etc.) of the various types of risk affecting the technology functions

Basic Qualifications:

• Bachelor’s Degree or military experience

• At least 4 years experience in Technology, Operational Risk, IT Internal or External Audit

• At least 3 years of experience performing data analysis in support of internal risk assessments

• At least 3 years of experience planning and leading IT audits or risk assessments

• At least 2 years of experience performing controls testing over cloud-based infrastructure (AWS)

• At least 3 years of experience in risk and data management

Preferred Qualifications:

• Professional certification such as Certified Information Systems Auditor (CISA), Certified in Risk and Information Systems Control (CRISC), Certified Information Systems Security Professional (CISSP), Certified Information Security Manager (CISM) or related certifications

• 6+ years experience in information systems auditing or information systems risk management

• 5+ years of experience in performing control design, effectiveness testing and completing assessment against established industry risk frameworks (NIST Cybersecurity Framework, COBIT v5, or COSO)

• 4+ years experience performing data analysis in support of internal risk assessments and control reviews

• Excellent verbal presentation and written communication skills to confidently interact with application teams and enterprise stakeholders

• Excellent problem-solving, analytical and critical thinking skills to effectively respond to shifting priorities, demands and timelines

• 1+ years of consulting experience with a Big 4 firm 

• 1+ years of cloud risk management experience

• Proficient with G Suite / Google Workspace for reports, analysis, and presentations

 At this time, Capital One will not sponsor a new applicant for employment authorization, or offer any immigration related support for this position (i.e. H1B, F-1 OPT, F-1 STEM OPT, F-1 CPT, J-1, TN, E-2, E-3, L-1 and O-1, or any EADs or other form