Senior Compliance Advisor

We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients.

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In support of CIBC’s core purpose: to make our clients’ ambitions a reality, Risk Management is accountable for the independent oversight of risk management inherent to CIBC’s transactions and activities. These risks include but are not limited to ensuring effective processes are in place for the identification, management, measurement, monitoring and control of operational, reputation and legal, strategic, market, credit, investment and liquidity risk, collectively “CIBC Risk”, incurred by CIBC’s businesses, functional and corporate governance groups.

US Compliance delivers on the global Compliance mandate by providing timely, proactive advice and independent second line oversight to the US Capital Markets, US Commercial Banking and Wealth Management lines of business.  US Compliance supports these lines of business by being proactive advisors, trusted specialists and value-added partners. Together with the lines of business and in line with CIBC’s Risk Appetite Statement, US Compliance works to identify, assess, manage and mitigate regulatory compliance risk to protect CIBC’s reputation and brand, while helping CIBC become a strong, innovative and relationship-oriented bank for a modern world.

What you'll be doing
 

The Senior Compliance Officer will support CIBC Bank USA and CIBC Inc. (collectively “Bank”) and play a pivotal role in ensuring that the Bank adheres to all applicable laws, regulations, and internal policies. The Senior Compliance Officer reports to the Deputy Chief Compliance Officer (CCO) and supports US Compliance mandate to lead and manage the bank's compliance program, including monitoring and reporting on the effectiveness of the program, developing strategies to improve compliance, and fostering a culture of integrity and ethical behavior across the organization. This role requires a deep understanding of banking regulations, enterprise risk management, and leadership skills to guide the first line of defense and collaborate across functional areas.

Who you are

• Support the Bank's compliance with all applicable federal, state, and local banking regulations and other relevant regulatory frameworks
• Monitor and analyze changes in regulations and ensure the Bank's policies and procedures are updated accordingly
• Provide guidance and interpretation of regulations to internal stakeholders, ensuring that all departments are aware of their compliance obligations
• Assist with the development of content of compliance training programs for employees, management, and the board of directors
• Oversee the complaint management program and lead research and response of regulatory-related complaints, including responses to regulatory agencies
• Support the execution of the bank’s compliance risk assessments to identify potential areas of complian