Financial Crime Prevention Transaction Monitoring Affiliate Oversight

City

Nashville, Raleigh, Salt Lake City, Weehawken

Job Type

Full Time

Country / State

United States - New Jersey, United States - North Carolina, United States - Tennessee, United States - Utah

Function Category

Compliance, Risk

Join us

At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

Contact Details

UBS Business Solutions SA
UBS Recruiting

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Your team

You will be working in the BUSA FCP team, within the Americas FCP function. The FCP team helps UBS in the fight against money-laundering, fraud, corruption, and terrorist financing.

Your expertise

• 4-year college degree or international equivalent
• ideally 3+ years of prior AML/Sanctions compliance or related regulatory experience with a wealth management, broker dealer, retail and/or private bank, and/or correspondent bank or 5+ years of compliance related experience at a law firm, regulatory agency, financial institution, major consulting firm or in law enforcement
• proven recent experience in audit or testing of FCP programs, including devising and executing testing plans, in the banking or securities industries is preferred
• experience handling sensitive information with a high degree of discretion with a focus on the maintenance of client privacy
• Certified Anti-Money Laundering Specialist (ACAMS) / Certified Fraud Examiner (CFE) / Certified AML and Fraud Professional (CAFP) is a plus
• able to interact with, and present to, all levels of management and regulators
• team-oriented with strong interpersonal skills, able to calmly manage a demanding, high-volume environment
• capable of prioritizing based on business demands

About us

UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..

We have a presence in all major financial centers in more than 50 countries.

How we hire

We may request you to complete one or more assessments during the application process. Learn more