SDC Regulatory Compliance Associate Analyst 2

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Service Delivery Center ‒ Regulatory Compliance Associate Analyst: This position could be located in TX (primary), FL.

 

Regulatory Compliance sits within Financial Services Risk Management (FSRM) and focuses on supporting financial services clients with adhering to regional and global regulatory requirements, including but not limited to banking regulations, consumer regulations, investment advisor requirements, sector-specific regulations, and broker-dealer compliance. Regulatory Compliance encompasses three different service offerings: Financial Crimes Compliance, Consumer and Enterprise Compliance, and Sector Compliance. As we continue to deliver a broad range of risk management services to financial services firms, we need your help to build the capabilities of our Service Delivery Center.

 

The opportunity

As an Associate Analyst you’ll be based at our Service Delivery Center (SDC) in either Jacksonville, Florida or San Antonio, Texas which is made up of high-performing US-based employees who work closely with our Consulting professionals to deliver work to our Financial Services clients. Here, you’ll be involved in project teams of all sizes, assessing or collecting customer information, reviewing transactions to identify unusual or potentially suspicious activity, validating regulatory adherence, and addressing regulatory needs.  There are opportunities to learn quickly and deliver high quality services to our clients.  Future opportunities for growth and advancement come as individuals in this role come to understand and specialize in the work and show high quality delivery as well as people management skills. 

 

Your key responsibilities

Execution and quality review of collection and assessment of customer information and validating third-party information.  Review adverse media from customer screening, customer transactional records and legal documentation.   Bring strong attention to detail and judgement skills to ensure work is complete and accurate and to escalate to leadership when appropriate. 

 

Skills and attributes for success

Delivering client requirements in a regulatory driven environment, process improvements, and understanding operationally complex Know Your Customer and transaction monitoring engagements, among other financial crimes compliance-related responsibilities. Developing relationships with team members across all teams.

            To qualify for the role you must have

• Minimum of 1 year of work experience related to operational management; financial services industry experience preferred
• A degree in business or related discipline

• Excellent attention to detail working in a time sensitive metrics and quality driven production environment.

• Proven communication skills demonstrated through effective writing and presentation of information
• Effective teaming, project management, and organizational skills.
• An interest in working in an environment which encourages continuous learning, development and identification of opportunities for improvement of individual and team performance.
• A willingness to travel on an exception basis, less than 5%, for client needs.

            Ideally, you’ll also have:

• Strong research and analytical skills
• Strong teaming skills working with others of diverse skill sets and backgrounds

 

What we look for

You should be flexible and able to juggle multiple responsibilities, including delivery of exceptional quality work to our clients.  You’ll be a self-starter, motivated, take ownership for the accuracy of your work and will value sharing best practic