AML Financial Crime Risk Analyst I

Work Location:

United States of America

Hours:

40

Pay Details:

$25.00 - $40.25 USD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. The included salary range for this role takes into account multiple factors that are considered in making compensation decisions. The base pay actually offered may vary based upon candidate's skills and experience, job-related knowledge, licensure and certifications, geographic location, and other specific business and organizational needs. As TD puts career development at the forefront of our colleague experience, it is not typical for an individual to be hired at or near the top of the range for their role.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Line of Business:

Financial Crime Risk Management

Job Description:

• The AML Financial Crime Risk Analyst I role is responsible for executing Quality Assurance (QA) reviews as part of the Financial Crime Quality Assurance (FCRA) QA program that will independently assess the operating effectiveness of the Bank's Transaction Monitoring framework. The analyst will perform QA assessments and identify whether investigative outcomes by the US Financial Intelligence Unit (FIU) are in line with departmental procedures and appropriate case dispositions with rationale adequately documented. The analyst will apply in-depth disciplinary knowledge of AML concepts and typologies when conducting assessments. Analysts will also provide an evaluative judgment based on analysis of factual information and risk-based assessment in complicated and unique situations.

Depth & Scope:

• Provides specialized analysis, non-standard reporting, and operational support to GAML
• Requires a comprehensive understanding of a range of product and services, processes, procedures, systems and concepts within their own and related areas of specialty
• Recommends problem resolution for issues that have been escalated, and/or escalates to appropriate level where further clarity or interpretation is required
• Completes work within specifically defined parameters with guidance / direction from management as necessary
• Requires solid knowledge of the GAML function and interaction points with other related areas as well as regulatory issues / requirements for jurisdictions supported

Education & Experience:

• Undergraduate Degree preferred
• 2+ years relevant experience

Preferred Skills:

• CAMS Certification

Customer Accountabilities:

• Delivers analytical support in oversight, advisory services and control function to Manager or Senior Manager
• Provides AML research, evaluation, operational, reporting and/or analytical support in oversight, advisory services and control function to business (GAML) partners, in a timely manner
• Co-ordinates requests to and from business (GAML) partners
• Assists in the preparation of summaries, communications, reports and presentations for management, regulators, and other internal and external stakeholders
• Analyzes data, as required
• Co-ordinates requests from GAML partners
• Co-ordinates tracking and reporting of GAML function initiatives and programs

Shareholder Accountabilities:

• Prioritizes and manages own workload to meet SLA requirements for service and productivity
• Consistently exercises discretion in managing correspondence, information and all matters of confidentiality; escalates issues where appropriate
• Protects the interests of the organization – identifies and manages risks, and escalates non-standard, high-risk transactions / activities as necessary
• Conducts reporting and meaningful analysis using results to draw conclusions; makes recommendations of the effectiveness of AML programs and policies
• Acquires and applies general knowledge in the AML discipline, provides assistance and to other AML partners
• Identifies, recommends and effectively executes standard practices applicable to the AML discipline
• Maintains a culture of risk management and control, supported by effective processes in alignment with risk appetite
• Contributes to various AML advisory activities (e.g., report production, p