Audit Team Lead - Wealth and Compliance

Req ID: 77801 

Location: Tulsa -TUL 

Areas of Interest: Internal Audit; Audit; Investment Management; Mortgage Banking; Mortgage Operations; Mortgage Servicing; Mortgage, Home Direct; Mortgage, Loan Origination; Private Banking; Private Wealth Advisor; Risk Management; Risk Management, BSA/AML; Risk Management, Compliance; Trust; Wealth Management; Wealth Management Operations 

Pay Transparency Salary Range: Not Available 

Application Deadline: 04/18/2026

BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOK Financial Private Wealth, Inc. BOKF, NA operates TransFund and Cavanal Hill Investment Management, Inc. BOKF, NA operates banking divisions: Bank of Albuquerque; Bank of Oklahoma; Bank of Texas and BOK Financial®.

Bonus Type

BOKF Performance Plan (D02)

Summary

Internal Audit’s mission is to enhance and protect organizational value by delivering risk-based, objective assurance, advice, and insight.

We assure management and the Board of Directors by evaluating evidence and forming conclusions about operations, processes, systems, and controls. Our audits provide confidence in governance, risk management, and internal control frameworks.

We advise business partners by offering thoughtful recommendations on new products, services, technologies, and processes. Advisory engagements are performed at the request of the business and are designed to proactively support sound decision-making.

We add value by identifying opportunities to strengthen controls, reduce risk, and improve operational efficiency across the organization.

Job Description

The Compliance and Wealth Management Audit team conducts independent audit work across Mortgage, Wealth Management, Consumer Compliance, and Bank Secrecy Act activities.

The Audit Team Lead – Wealth and Compliance is a senior individual contributor responsible for leading complex, high‑risk audit engagements and providing subject‑matter expertise across the Bank’s wealth management and compliance functions. This role offers significant autonomy and visibility and is designed for an experienced auditor who leads engagements end‑to‑end and influences outcomes through expertise and judgment, without direct people management responsibilities.

Audit coverage includes wealth management businesses such as Private Wealth, Trust and Fiduciary Services, and Investment and Advisory activities, as well as compliance with consumer, fiduciary, securities, and banking regulatory requirements. Engagements involve evaluating policies, reports, financial statements, and operating procedures to assess the design and effectiveness of controls and identify regulatory, operational, and reputational risk.

The role requires strong analytical judgment to assess operational effectiveness across processes of varying complexity, surface emerging risks, and deliver practical, value‑added recommendations that strengthen governance and compliance.

Audit work is executed in accordance with professional standards and regulatory guidance issued by COSO, PCAOB, and applicable banking regulators, including the Office of the Comptroller of the Currency (OCC) and the Federal Reserve Bank (FRB).

Team Culture

“Assure, advise, and add value” is more than our motto—it’s how we work.

Internal Audit is a collaborative department of approximately 45 team members across specialized teams. We value inclusiveness, partnership, and open communication. Flexibility and work-life balance are core to how we operate and contribute to a positive, sustainable work environment.

Our team leads with integrity and heart, gives back to the community, and takes ownership of the work we do. Honesty, accountability, and doing the right thing are essential to success here.

How You'll Spend Your Time

• Lead risk-based audits across wealth management and compliance areas, independently assessing business processes, controls, and regulatory compliance.
• Manage multiple concurren