Senior Lead Auditor - AML/BSA

Location:

For Those Who Work At Home - Various, Ohio 44144

POSITION OVERVIEW 

The Risk Review Group (Internal Audit) is the third line of defense. The Risk Review Group (RRG) is accountable to the KeyCorp Audit Committee and is responsible for providing an independent and objective perspective on KeyCorp's processes and risks through assessment and testing of the adequacy and effectiveness of Key's risk management policies and practices, while also ensuring adherence to applicable laws and regulations. This is accomplished through completion of an Annual Audit Plan, which includes both risk evaluations and risk reviews (internal audits).   

 

The Senior Lead Auditor will be responsible for the coordination and completion of the three phases of a risk review:  Planning, Fieldwork and Reporting. This will include completion of walkthroughs, interacting with line of business personnel, performing and documenting testing of internal controls, ensuring adherence to required laws and regulations, drafting of findings, reporting deliverables, as well as identifying risks and controls associated with the various business functions. During the course of a risk review, the Senior Lead Auditor will be asked to serve as the lead on complex reviews, manage assigned staff and provide feedback where applicable. The Senior Lead Auditor may also participate on ad-hoc projects, ongoing risk intelligence activities and risk review related trainings. 

 

The AML/BSA team provides comprehensive compliance internal audit services to lines of business identified with having a Bank Secrecy Act/Anti-Money Laundering (BSA/AML) and Office of Foreign Assets Control (OFAC) risk present. The AML/BSA Team is responsible for independently testing and evaluating the overall adequacy and effectiveness of Key’s Bank Secrecy Act/Anti-Money Laundering (BSA/AML) and Office of Foreign Assets Control (OFAC) compliance programs.