Internal Audit Quality Assurance Manager

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The role

SoFi is seeking an Internal Audit Professional Practices Manager to join the SoFi Internal Audit Department, reporting to the Professional Practices and Quality Assurance Senior Manager

The candidate will be responsible for:

• Assisting the Senior Manager in the development of leading internal audit practices, strategies, and methodologies

• Assisting in developing and providing training on internal audit processes and procedures

• Tracking key performance indicators against department targets

• Preparing reports on internal audit key performance indicators for various stakeholders

What you’ll do:

• Maintain updated department processes and templates in line with current practice

• Support Internal Audit preparation for and participation in regulatory exams.

• Record, observe, and prepare reports related to the status of the Quality Assurance and Improvement Program (QAIP) activities and results, including thematic issues identified and status of any remediation efforts, to IA management, the Audit Committee, and other partners.

• Provide day-to-day support and guidance on IA methodology topics

• Apply technical understanding of internal audit policies, standards, and practices to recommend enhancements to IA methodology and guidance

• Identify and contribute to the development of continuous improvement opportunities

• Assist in the provision of methodology training to auditors, including tailored training as needed

• Maintain the function’s regulation inventory

• Participate in selected departmental initiatives

• Perform other duties as assigned

What you’ll need:

• Bachelor’s degree required

• IIA Certified Internal Auditor designation required

• Minimum 5+ years of Internal Audit experience with experience in internal audit professional practices

• Internal Audit experience in the financial services industry is highly preferred

• Working knowledge of Institute of Internal Auditor (IIA) International Professional

Practices Framework and regulatory expectations of internal audit systems of large financial institutions including the Federal Reserve’s Supplemental Policy Statement on the Internal Audit Function and Its Outsourcing (SR 13-1)

• Strong written and verbal communication skills, and experience preparing audit workpapers, issues, reports, and management presentations

• Ability to work independently with limited daily supervision while meeting deadlines

• Ability to navigate through ambiguity, manage and coordinate multiple project assignments, and deliver on commitments.

Nice to have:

• The following experiences are a plus:

  • Familiarity with the FRB, OCC, FDIC, and CFPB examinations procedures

  • AuditBoard or similar audit tool platform experience

  • Data analytics

Compensation and Benefits The base pay range for this role is listed below. Final base pay offer will be determined based on individual factors such as the candidate’s experience, skills, and location.    To view all of our comprehensive and competitive benefits, visit our Benefits at SoFi page!

SoFi provides equal employment opportunities (EEO) to all employees and applicants for employment without regard to race, color, religion (including religious dress and grooming practices), sex (including pregnancy, childbirth and related medical conditions, breastfeeding, and conditions related to breastfeeding), gender, gender identity, gender expression, national origin, ancestry, age (40 or over), physical or medical disability, medical condition, marital status, registered domestic partner status, sexual orientation, genetic information, military and/or veteran status