Audit Team Lead - Compliance

Req ID: 77801 

Location: Tulsa -TUL 

Areas of Interest: Internal Audit; Audit; Investment Management; Mortgage Banking; Mortgage Operations; Mortgage Servicing; Mortgage, Home Direct; Mortgage, Loan Origination; Private Banking; Private Wealth Advisor; Risk Management; Risk Management, BSA/AML; Risk Management, Compliance; Trust; Wealth Management; Wealth Management Operations 

Pay Transparency Salary Range: Not Available 

Application Deadline: 04/18/2026

BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOK Financial Private Wealth, Inc. BOKF, NA operates TransFund and Cavanal Hill Investment Management, Inc. BOKF, NA operates banking divisions: Bank of Albuquerque; Bank of Oklahoma; Bank of Texas and BOK Financial®.

Bonus Type

BOKF Performance Plan (D02)

Summary

BOK Financial is a place where talented individuals can excel, with a culture that encourages bringing your best and working for the best. The role in question involves an objective evaluation of internal controls, risk management, and governance processes, including the detection, investigation, and deterrence of fraud. This position requires high-level analytical thinking and incorporates auditing standards from various regulatory agencies, offering an exciting opportunity for growth, innovation, and teamwork.

Job Description

The Audit Team Lead – Compliance provides an objective evaluation of internal controls, risk management and governance processes through the assessment of operational efficiency, financial reporting, and compliance with legal and regulatory standards as well as detecting, investigating and deterring all types of fraud.   In executing the responsibilities of this position, the incumbent collects, examines and analyzes detailed policies, reports, financial statements, operating procedures and processes for audits related to compliance with lending, deposit, operational and fiduciary regulations which vary in degree of complexity and which require a high order of analytical, interpretive, and/or constructive thinking in varied situations covering multiple areas of the Bank.

The incumbent’s work incorporates auditing standards, guidance and frameworks issued by the Public Company Accounting Oversight Board (PCAOB) and the Committee of Sponsoring Organizations of the Treadway Commission (COSO), as well as state and federal banking regulatory agencies, including, but not limited to the Office of the Comptroller of the Currency and the Federal Reserve.     

Team Culture

Assure, advise and add value is our motto.  We are a department of approximately 45 team members across specialized teams.  Collaboration and inclusiveness are the glue that keeps the department together. Flexibility and work-life balance add to the enjoyment of coming to work every day. Employees lead with heart, and give back to our community in multiple ways. Your integrity, honesty, and taking responsibility for your actions will set you up for success.

How You'll Spend Your Time

• You will conduct comprehensive audits of varying complexity across multiple areas of the bank, employing high-level analytical skills to assess business processes through the examination of documents such as policies, reports, and financial statements.
• You will manage the duties of several concurrent audits that have been assigned to you.
• You will need to have discretion to vary from established procedures.
• You will independently conduct audits with minimal supervision, having the flexibility to deviate from standard procedures to effectively meet audit goals.
• You will leverage your extensive knowledge and experience to suggest modifications to processes and systems, aiming to reduce risk, enhance performance, and ensure regulatory compliance.
• You will independently document audit findings, including internal control weaknesses and other issues, with minimal supervision.
• You will set engagement goals, develop risk-based test plans, and create budgets and staffing plans under the gu