FS & SOX Internal Audit Senior Manager - Risk Advisory

Job Description

At EisnerAmper, we look for individuals who welcome new ideas, encourage innovation, and are eager to make an impact. Whether you’re starting out in your career or taking your next step as a seasoned professional, the EisnerAmper experience is one-of-a-kind. You can design a career you’ll love from top to bottom – we give you the tools you need to succeed and the autonomy to reach your goals.  

EisnerAmper is seeking an Internal Audit Consulting Senior Manager to join its Risk & Compliance Services practice focusing primarily on our Financial Services clients. The Risk & Compliance Services team drives value for clients by delivering a range of strategic, management, and operational control advice that is rooted in risk management and digital delivery standards. We are eager to meet with candidates who thrive in a fast-paced, entrepreneurial environment and enjoy providing clients with exceptional service. 

What it Means to Work for EisnerAmper: 

• You will get to be part of one of the largest and fastest growing accounting and advisory firms in the industry

• You will have the flexibility to manage your days in support of our commitment to work/life balance

• You will join a culture that has received multiple top “Places to Work” awards

  • We believe that great work is accomplished when cultures, ideas and experiences come together to create new solutions

  • We understand that embracing our differences is what unites us as a team and strengthens our foundation

  • Showing up authentically is how we, both as professionals and a Firm, find inspiration to do our best work

What Work You Will be Responsible For:  

• Oversee internal audit and risk management engagements within the Risk and Compliance Services practice primarily focused on broker/dealer, fin tech, PE and RIA clients

• Project manage SOX 404 engagements including conducting walkthroughs, designing and leading internal control testing with periodic status updates to client’s management.

• Prepare scoping and risk assessments or Internal Audit universe using a risk base methodology. Prepare Audit Committee presentations and attend Audit Committee meetings, when necessary.

• Lead other types of consulting engagements such as Internal Audit Co-Sourcing/Outsourcing, SOX Management Assist, Risk Assessments, Segregation of Duties Reviews, Internal Controls Reviews, and Special Projects as necessary.

• Maintain client relationship and tailor the engagement to meet the client’s needs and expectation. Maintain overall responsibility for the profitability of engagements within their client portfolio, track budget to actual results. 

• Manage multiple client engagements simultaneously, while also working on internal initiatives and proposal opportunities. Review work from both big picture and detail perspectives, and work product requires little to no updates from senior colleagues after submission

Basic Qualifications:  

• Bachelor’s degree in relevant discipline (e.g., Accounting, Finance, Statistics, Data Analytics, Auditing, or Related Field) required

• 8 + years working in internal audit, consulting, advisory services, or a related field, either in professional services or industry

• Professional Certification such as CIA or CPA required.

EisnerAmper is proud to be a merit-based employer. We do not discriminate on the basis of veteran or disability status or any protected characteristics under federal, state, or local law.

About our Risk & Compliance (RSC) Team:  

Specializing in services such as risk advisory, technology risk and digital transformation, RCS employees aren’t just passionate about technology, but we see it as our driving force for innovation and forward thinking. We’re committed to serving as advocates to our clients, enabling them to navigate, transform, secure, and maintain processes, controls, and digital solutions they need to reach their unique goals. Whether it’s complying with a new regulatory requirement or automating controls within a process, providing peace of mind for those “what’s next” moments is our mantra and unique promise to clients.   

Risk & Compliance Services employees are encouraged to think like an owner when supporting clients. Through this entrepreneurial and business-fir