Anti-Money Laundering (AML) Sr. Investigator I- Law Enforcement

Anti-Money Laundering (AML) Sr. Investigator I- Law Enforcement

The Anti-Money Laundering (AML) Sr. Investigator I supports various AML processes, which might include suspicious activity investigations, currency transaction reporting, global sanctions screening, enhanced due diligence or other AML processes. The AML Sr Investigator I will work closely with AML Process Managers to perform other critical functions. The Anti-Money Laundering (AML) Sr. Investigator I conducts reviews in response to the company’s fulfillment of certain designated Law Enforcement requests, including criminal and grand jury subpoenas, 314(a), National Security Letters, and federal civil subpoenas.  Investigator’s review identified customers for suspicious activity concerns as well as maintaining or exiting the customer relationship.  

Responsibilities:

• Conduct enterprise-wide reviews of customer relationships within in the context of a Law Enforcement Request

• Investigate and analyze Know Your Customer data to properly assess any negative news or suspicious transaction concerns

• Build and maintain awareness of the broader context and implications of the various types of risk affecting the business (e.g., financial, legal, reputation, etc.).

• Review system generated alerts, assess impact to AML processes, conduct research as required, and document results in written format.

• Write suspicious activity reports and other applicable AML processes in accordance with regulations and time limitations.

• Provide feedback on alert rule effectiveness and partner with management and analysts to design new rules.

• Handle issues as appropriate for advanced investigation and analysis

• Support team supervisors in executing certain responsibilities.

• Perform special projects as needed.

Basic Qualifications:

• High School Diploma, GED or equivalent certification

• At least 1 year of fraud, or at least 1 year of investigative experience, or at least 1 year of compliance experience

Preferred Qualifications:

• 2+ years fraud experience, or 2+ years of investigative experience, or 2+ years of compliance experience

• Bachelor's degree

• Law Enforcement or Military experience

• Experience filing Suspicious Activity Reports (SARs)

Are you looking for a challenging role that includes the convenience of working virtually at home? Then a Capital One Anti-Money Laundering Investigator role may be the role for you! You must be within 50 miles driving distance from our Capital One hub in Wilmington, DE  / Richmond, VA / Plano, TX / Chicago, IL / Mclean, VA/Riverwoods, IL

Work From Home Technology Requirements:

• A secure home office environment that is free from background noise and distractions

• A reliable private internet connection that is not supplied by use cellular data (hot spot)

• Cable or fiber connections are preferred

• Internet service download speeds must be at least 5 mbps, with 10+ mbps preferred - check your download speed using a speed test. A sample one can be found here. To test your home internet from your personal computer at home, type www.speedtest.net into the web browser of your personal computer.

• Sustained ability to maintain latency less than 250 ms in voice calls is required

• Hard wired connectivity is preferred, any use of wireless connectivity must be Private (non-public) and password protected through WPA2-PSK (AES) encryption. If you have any questions about your encryption, please consult with your internet provider

• A private network is password protected where you have ownership or line of site to every device on the network

• Capital One reserves the right to request proof of internet provider, speed and service package from the associate

• Requirements are subject to change, as new systems and technology is delivered. Capital One reserves the right to modify internet service requirements with sixty (60) days notice.

Work from Home Living Requirements:

• Candidates must live within 50 miles driving distance of one of the hu