Senior Compliance Manager (Crypto)

About Futu US Inc.   
Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).   
Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth management platform that's designed to elevate the investment experience.   
Here's a closer look at our key entities:     

• Futu Clearing Inc.: An SEC registered FINRA member dedicated to delivering top-tier clearing and execution services globally.
• Moomoo Financial Inc.: As an SEC registered FINRA member, we provide retail investors access to both U.S. and Asian securities markets, ensuring your investment journey is backed by expertise.
• Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer. 

For deeper insights into our entities and affiliates, explore futuclearing.com or moomoo.com/us to discover the future of investing with confidence and innovation.Responsibilities:

1. AML Surveillance:
   1. Provide guidance for MCI's AML & KYC policies and procedures
   2. Conduct investigations of suspicious transactions and potential fraudulent activities
   3. Assist in implementing AML/KYC risk assessments and review processes for high-risk clients
   4. Participate in all regulatory & compliance related projects
   5. Assist in training of staff of Cypto policies, procedures and risk 
2. Trade Surveillance:
   1. Surveillance of all crypto trading and products
   2. Utilize provided tools on a daily basis to ensure no "bad actors" are trading in MCI systems / accounts
   3. Report and/or act on any deviation in trading that might be or is a regulatory concern 
3. Licensing Applications:
   1. The ability to complete all necessary application documentation to register MCI in all states to trade Crypto
   2. Knowledge of the rules and regulations in all states as it pertains to registration and the trading of Crypto 
4. Handling of Complaints:
   1. The ability to recognize and resolve customer complaints
   2. Knowledge of individual states reporting requirements for complaints
   3. Excellent writing skills to address complaints in a manner customers can comprehend
5. Navigating regulatory changes in the US. Look for upcoming changes; monitor Crypto news pages. 

 Skills/Qualifications:

• Bachelor’s degree preferred, or equivalent combination of education, training, and experience
• 5+ years of compliance experience, 3 of which are in a crypto compliance capacity
• Must be fluent in English
• Strong interpersonal and written communication skills
• Highly motivated with capability to work with minimum supervision
• Must be a team player, willing to collaborate
• Ability to prioritize and multitask effectively under pressure and excellent organizational and time management skills are essential

 What We Offer:

• Paid Medical Benefits
• 401k Employer Contribution
• Unlimited PTO
• Paid Holidays

 Salary Range$125,000 -$165,000 Annually DisclaimerThe above information on this description has been designed to indicate the general nature and level of work performed by employees within this classification. It is not designed to contain or be interpreted as a comprehensive inventory of all duties, responsibilities, and qualifications required of employees assigned to this job. Futu Holdings Limited, including all subsidiaries, is an equal opportunity employer, and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, age, disability status, protected veteran status, or any other characteristic protected by law. Warning about fake job posts Please be aware of fraudulent job postings by persons not affiliated with Futu, Moomoo, or their affiliates. Criminals may use fraudulent job postings to obtain your personally identifiable information and