Senior Manager, US AML and Sanctions Technology Testing

We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients.

At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are and what they contribute.

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The Compliance and EAML Examinations Programs (CEEP) team is a second line of defence function accountable for designing and executing a risk-based program to assess the adequacy, design, and operating effectiveness of the first and second line of defence AML/ATF, sanctions and regulatory compliance controls and processes. Through execution of examinations, CEEP provides independent assurance of adherence to regulatory and CIBC policy requirements on strategic business units and functional groups across CIBC.

At CIBC we enable the work environment most optimal for you to thrive in your role.  You’ll have the flexibility to manage your work activities within a hybrid work arrangement where you’ll spend 2 days per week on-site, while other days will be remote.

​How You'll Succeed

• Lead Exams and Target Reviews: Plan, design, execute, and prepare final reports for exams and target reviews across lines of business including transaction monitoring, customer due diligence (CDD/KYC), sanctions screening and reporting obligations; develop and maintain testing scripts, test plans and workpapers using digital platforms and workflow tools; and maintain high quality standards for all exam engagements by adhering to CEEP’s methodology
• Data Analytics and Testing Automation:  Leverage data analytics, scripts, and automated testing tools to enhance testing quality and coverage of AML and Sanctions activities.
• Identify and Assess Risks:  Assess and validate system design logic, control effectiveness, and data quality of AML technology systems (e.g. transaction monitoring systems, case management tools); evaluate risks and control design and effectiveness impacting AML and Sanctions regulatory compliance; identify and assess severity of control deficiencies.
• Stakeholder Collaboration and Relationship Management: Engage with senior management and other stakeholders to communicate findings, provide actionable recommendations, and support the organization’s risk management objectives; collaborate with CEEP colleagues in the design of IT testing across CEEP operational examinations; serve as a primary liaison with IT and other internal teams to ensure timely remediation of deficiencies and improvements in controls.
• Lead and Mentor Teams: Provide leadership, guidance, and mentorship to team members, fostering a culture of collaboration, accountability, and professional growth.
• Maintain Expertise:  Stay current on emerging risks, regulatory expectations, and industry best practices related to AML controls and technology.

Who You Are

• You have a degree/diploma in ­­­­­­­­­­­­­­­Information Systems, Accounting­ or related fields. Current accreditations such as CISA, CISSP or others ­are required .
• It’s an asset if you have a CPA, CIA (IIA) or equivalent certifications.  CAMS certification a plus.
• You give meaning to data. You enjoy investigating complex problems and making sense of information. You communicate detailed information in a meaningful way.
• You can demonstrate 7 – 10 years of experience in IT Audit, Risk or Compliance roles, including leadership responsibilities. Experience with compliance related technology tools, data analytics, or automation (e.g. SQL, Python, Power BI, Tableau).  You have a proven track record in managing IT audit programs in a complex organizational and regulatory environment.
• You’re familiar with audit tools and GRC platforms (e.g., TM+, Archer, Canvas, etc).
• Values matter to you. You bring your real self to work and you live our values - trust, teamwork, and accountability.

What you need to know

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