Senior Capital Markets Middle Office Specialist - Syndicate Middle Office

About this role:

Wells Fargo is seeking a Senior Capital Markets Middle Office Specialist for the Syndicate Middle Office group within Corporate and Investment Banking. Learn more about our career areas and lines of business at wellsfargojobs.com.

Syndicate Middle Office is responsible for monitoring daily trading activity, reconciling/investigating any discrepancies and trade settlement issues, and act as a desk liaison for various internal groups on all new issue activity. The new analyst will assist the Corporate, Preferred, High Yield, and ABF syndicate desks with these responsibilities while having to provide outstanding service. Details of the responsibilities will include; drafting new issue pricing emails, creating and maintaining new issue data in our Book-build system, sending all requests for security setup to Bloomberg and Product Support, report all eligible new issues to FINRA, coordinating with Syndicate Operation to ensure they have all necessary information, including deal term sheets, pricing supplements, base documents, and deal economics, creating ad hoc desk/mgmt reporting, and handling inquiries from internal/external clients.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation, and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit’s risk appetite and all risk and compliance program requirements.

In this role, you will:

• Lead and implement complex initiatives of profit and loss generation and attribution

• Participate in cross functional planning Capital Markets Middle Office

• Review and analyze complex products that require in-depth evaluation of multiple factors including intangibles or unprecedented factors

• Review, research and resolve trade issues

• Facilitate resolutions for complex trade related issues

• Collaborate and consult with peers, colleagues and senior managers to resolve trade issues

• Serve as a subject matter expert for the desk they are supporting

Required Qualifications:

• 4+ years of Capital Markets industry experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

• BS/BA degree 

• Strong analytical, verbal, and written communication skills. 

• Knowledge and understanding of financial products

• Ability to react to change in a fast-paced trading environment and be deadline oriented and productive in high stress situations.

• FINRA series 7 or 79

Job Expectations:

• This position offers a hybrid work schedule

• Candidates must be willing to work additional hours as needed

• Willingness to work on-site at stated location on the job opening

• This position is not eligible for Visa sponsorship

Location: 550 S. Tryon St. Charlotte, NC

This position is subject to FINRA Background Screening Requirements, including successful completion and clearing of a background check. Internal transfers are subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states that Associated Persons should not be subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report certain incidents.

Posting End Date: 

21 Apr 2025

*Job posting may come down early due to volume of applicants.

We Value Diversity

At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion,