Asset & Wealth Management Operations-Settlements-Analyst-Miami

At Goldman Sachs, we connect people, capital and ideas to help solve problems for our clients.  We are a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals.  For us, it’s all about bringing together people who are curious, collaborative and have the drive to make things possible for our clients and communities.

YOUR IMPACT: Are you looking to be innovative, improve processes, manage risk and increase efficiencies?  The Private Wealth Management (PWM) Operations Asset Transfer & Authentication (AT&A) team is seeking an Analyst/Associate who will support the asset transfer review and approval process. You will help facilitate the movement of assets throughout the world for our PWM clients while monitoring for risk, identifying fraud and ensuring compliance to firm and regulatory policies.  You will also have the opportunity to be innovative by improving processes, reducing risk and increasing efficiency.

OUR IMPACT: PWM Operations is a dynamic, multi-faceted division that partners with all parts of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world. In addition, PWM Operations provides essential risk management and control to preserve and enhance the firm’s assets and its reputation. For every trade agreed, every new product launched or market entered, every transaction completed, it is Operations that develops the processes and controls that makes business flow.

The AT&A team works with Private Wealth Management teams to monitor and approve asset transfers. The team authenticates client transfer requests in accordance with the Firmwide and regulatory policies.  The team also ensures the proper client approvals and documentation have been received while constantly monitoring for potentially fraudulent activity to protect the firm and our clients. 
 

HOW YOU WILL FULFILL YOUR POTENTIAL:
• Approve asset movements leaving client accounts

 • Authenticate asset transfer requests directly with the PWM Clients

• Review account documentation, verify client signatures, and review legal documentation 

• Perform regulatory and risk related exception processing

• Maintain integrity of customer accounts 

• Enforce regulations and GS policy

 

SKILLS & EXPERIENCE WE’RE LOOKING FOR

 

BASIC QUALIFICATIONS: 
• Bachelor’s degree required 

• Proven analytical skills, problem solving ability, and a control mentality paired with meticulous attention to detail 

• Aptitude for building relationships and an ability to communicate complex issues to a wide array of internal   clients with differing levels of product experience

• Ability to maintain strong control focus and attention to detail while managing high volume 

• Ability to innovate, improve processes, enhance controls and reduce risk

• Self-motivated and proactive team player who takes ownership and accountability for projects, has strong organizational skills as well as the ability to effectively manage competing priorities

• Able to work effectively in a team environment and able to work independently and as a self-starter, as appropriate

• Managing multiple tasks in a fast-paced team-oriented environment, target timelines, and responding quickly to ad hoc analysis requested by internal stakeholders.

• Working with Excel with ability to analyze voluminous data to create reports and perform analysis using excel formulas, charts, filtering, and data validation

 

PREFERRED QUALIFICATIONS:

• Foundational understanding of the financial industry  

• In-depth knowledge of legal documentation (e.g., trust agreements, partnership agreements and corporate resolutions) and/or Paralegal experience

• Compliance and/or regulatory experience

•  Series 7, 63

 ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more