Senior Manager, Scotia Capital (USA) Inc. Controller

 

 

 

Requisition ID: 214216

 Salary Range: 117,400.00 - 224,700.00 

Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate’s relevant knowledge, skills, and experience.

 

Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.

 

Global Banking and Markets 

 

Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, operating globally for over 100 years. Scotiabank’s strong U.S. presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the world. 

 

Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals. We also cross-sell the full range of wholesale products and services offered by the Scotiabank Group.  

 

Be part of an innovative, Global Capital Markets and Investment Banking business with a unique geographic footprint that puts capital to work for our clients across industries!  We work together to drive ambition for every future! 

Purpose
 

Contributes to the overall success of US Finance ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies, and procedures.
 

Leads and oversees the Scotia Capital (USA) Inc. Finance team ensuring business strategies, plans and initiatives are executed / delivered in compliance with governing regulations, internal policies, and procedures.
 

Contributes to the oversight of preparation of financial reporting and operational accounting for Combined US Operations (“CUSO”). 
 

What You’ll Do 

 

• Lead and drive a customer focused culture throughout their team to deepen client relationships and leverage broader Bank relationships, systems, and knowledge.

• Responsible for the monthly financial close and accurate presentation of the audited financial Statements of Scotia Capital (USA) Inc.

• Control the balance sheet by ensuring all balance sheet accounts are substantiated, analyzed, and reconciled.

• Supervision and mentoring of Scotia Capital (USA) Inc. Finance Staff.

• Key Finance team member responsible for implementing technology enhancements and solutions for the CUSO, including ledger system upgrades and accounting rules engine implementations.

• Responsible for preparing key Broker Dealer regulatory reports, including the FOCUS report, FINRA Supplemental Reporting, FR Y-15, and other Fed reports.

• Coordinate with the Head of Broker Dealer Regulatory Reporting ensuring compliance with Broker Dealer 15c3-1 Net Capital & 15c3-3 Client protection.

• Liaise with internal and external auditors and regulators.

• Cross train & share industry knowledge with the team.

• Enhance existing reporting process and work papers to align with industry best practices.

• Responsible for business line balance sheet reporting across the CUSO, including the development of key analytics and commentary.

• Liaise with front office, legal, compliance, operations, risk, product control, finance, and other support teams as a key stakeholder in implementing new processes, products and solutions to make a better bank.

• Understand how the Bank’s risk appetite and risk culture should be consi